Compliance Consultant - Alabama Licensed
Company: VirtualVocations
Location: Brooklyn
Posted on: February 2, 2025
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Job Description:
A company is looking for a Compliance Consultant - Compliance
Marketing & ICP Reviews (Remote).
Key Responsibilities
Review and assess compliance risk on marketing materials and
incentive compensation plans
Assist in developing a robust marketing review compliance program
and related policies
Provide day-to-day compliance support and monitor business
activities for regulatory risks
Required Qualifications, Training, and Education
Bachelor's Degree in a related field
6 years of experience in compliance, legal, audit, or a relevant
function
Alternatively, a combined minimum of 10 years of higher education
and/or work experience, including 6 years in a relevant
function
Working knowledge of marketing-related banking laws and
regulations
Understanding of responsible banking laws and governance issues
Keywords: VirtualVocations, New Haven , Compliance Consultant - Alabama Licensed, Professions , Brooklyn, Connecticut
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